Michael Nelson

CRD 2415403 · J.P. Morgan Securities LLC · Corte Madera, CA

IA RegisteredBroker

Also appears in the source record as: Michael G Nelson; Michael Gregory Nelson; Michael Nelson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (15): Arizona · California · Colorado · Florida · Maryland · Massachusetts · Nevada · New Hampshire · New York · Oregon · South Carolina · Texas · Utah · Virginia · Washington
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (11)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Corte Madera, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Corte Madera, CA · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
Mill Valley, CA · IA capacity

Jun 24, 2021 → Jan 23, 2024
Citigroup Global Markets Inc.
Mill Valley, CA · BC capacity

Jun 21, 2021 → Jan 23, 2024
280 Securities LLC
San Francisco, CA · BC capacity

May 9, 2019 → Oct 17, 2019
Oppenheimer & Co. Inc.
San Francisco, CA · BC capacity

Sep 13, 2018 → Apr 5, 2019
Susquehanna Financial Group, Lllp
San Francisco, CA · BC capacity

Jan 11, 2013 → Jul 31, 2018
Nomura Securities International, Inc.
San Francisco, CA · BC capacity

Jan 27, 2010 → Nov 19, 2012
Cantor Fitzgerald & Co.
San Francisco, CA · BC capacity

Oct 1, 2008 → Jan 19, 2010
J.P. Morgan Securities Inc.
San Francisco, CA · BC capacity

Jan 10, 2001 → Oct 1, 2008
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Aug 31, 2000 → May 1, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2415403 ↗ FINRA BrokerCheck record for CRD 2415403 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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