James J. Tully

CRD 2415922 · J.P. Morgan Securities LLC · Daytona Beach Shores, FL

IA RegisteredBroker

Also appears in the source record as: James Jerome Tully III; James Jerome Tully; Jay Tully; James J. Tully III; Tully

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 31Series 7Series 10Series 9Series 8Series 66Series 63
Registered states (20): Arizona · Connecticut · Delaware · Florida · Georgia · Illinois · Iowa · Kansas · Maine · Massachusetts · Mississippi · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · West Virginia · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Daytona Beach Shores, FL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Daytona Beach Shores, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Daytona Beach Shores, FL · IA capacity

start not retrieved → present
Securian Financial Services, Inc.
Jacksonville, FL · IA capacity

Sep 21, 2020 → Dec 16, 2020
Securian Financial Services, Inc.
Jacksonville, FL · BC capacity

Sep 18, 2020 → Dec 16, 2020
Schwab Private Client Investment Advisory, Inc.
Orlando, FL · IA capacity

May 30, 2013 → Sep 14, 2020
Charles Schwab & Co., Inc.
Orlando, FL · BC capacity

May 10, 2013 → Sep 14, 2020
Jackson Wealth Management, LLC
Lake Mary, FL · IA capacity

Jan 25, 2013 → Apr 25, 2013
Triad Advisors, Inc.
Lake Mary, FL · BC capacity

Jan 22, 2013 → Apr 25, 2013
Wells Fargo Advisors, LLC
Daytona Beach, FL · IA capacity

Mar 15, 2011 → Jan 15, 2013
Wells Fargo Advisors, LLC
Daytona Beach, FL · BC capacity

Feb 24, 2011 → Jan 15, 2013
Fidelity Brokerage Services LLC
Jacksonville, FL · BC capacity

Feb 1, 2007 → Jan 6, 2011
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Aug 18, 1995 → May 16, 1996
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Nov 19, 1993 → Feb 10, 1994

Source & corrections

Where this page comes from

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