James Cellucci

CRD 2416611 · Morgan Stanley · Worcester, MA

IA RegisteredBroker

Also appears in the source record as: James J Cellucci; James Joseph Cellucci

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (30): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Illinois · Maine · Maryland · Massachusetts · Michigan · Minnesota · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2416611 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Worcester, MA · IA capacity

Oct 16, 2020 → present
Ubs Financial Services Inc.
IA capacity

Jun 19, 2009 → Oct 27, 2020
Ubs Financial Services Inc.
BD capacity

Feb 13, 2009 → Oct 27, 2020
Citigroup Global Markets Inc.
BD capacity

Feb 21, 2006 → Mar 9, 2009
Legg Mason Wood Walker, Incorporated
BD capacity

Nov 13, 1998 → Feb 21, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 9, 1993 → Nov 17, 1998

Source & corrections

Where this page comes from

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