John W. Conroy

CRD 2418288 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: John William Conroy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 55Series 7Series 66Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Merrimack, NH · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Merrimack, NH · IA capacity

Jan 13, 2022 → Mar 31, 2025
Citizens Investment Services
Newtonville, MA · IA capacity

Sep 19, 2018 → Dec 31, 2020
Citizens Securities, Inc.
Newtonville, MA · BC capacity

Mar 7, 2018 → Dec 31, 2020
Morgan Stanley
Boston, MA · BC capacity

May 15, 2017 → Aug 2, 2017
Northland Securities, Inc.
Boston, MA · BC capacity

Jul 12, 2012 → Dec 31, 2015
Thinkequity LLC
Boston, MA · BC capacity

Mar 8, 2004 → Apr 20, 2012
Prudential Equity Group, LLC
New York, NY · BC capacity

Jan 17, 2000 → Mar 2, 2004
Volpe Brown Whelan & Company, LLC
San Francisco, CA · BC capacity

Jan 15, 1997 → Jan 17, 2000
Rbc Dominion Securities Corporation
New York, NY · BC capacity

Jul 30, 1994 → Jan 1, 1997
L & M Securities Company
Portland, OR · BC capacity

Feb 8, 1994 → Feb 15, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2418288 ↗ FINRA BrokerCheck record for CRD 2418288 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.