Michael E Terry

CRD 2420240 · Wells Fargo Advisors · Carlsbad, CA

IA RegisteredBroker

Also appears in the source record as: Michael Eric Terry; Michael Terry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 10Series 9Series 66Series 63
Registered states (12): Alaska · Arizona · Arkansas · California · Florida · Hawaii · Maine · Massachusetts · Oklahoma · Utah · Virginia · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Carlsbad, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Rancho Santa Fe, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Carlsbad, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Rancho Santa Fe, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Carlsbad, CA · IA capacity

start not retrieved → present
Morgan Stanley
San Diego, CA · IA capacity

Apr 18, 2011 → Jun 23, 2023
Morgan Stanley
San Diego, CA · BC capacity

Apr 15, 2011 → Jun 23, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Diego, CA · IA capacity

Oct 23, 2009 → Apr 18, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Diego, CA · BC capacity

Oct 23, 2009 → Apr 18, 2011
Banc Of America Investment Services, Inc.
Bonita, CA · IA capacity

Aug 1, 2003 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Bonita, CA · BC capacity

Aug 1, 2003 → Oct 23, 2009
Wm Financial Services, Inc.
Irvine, CA · IA capacity

Jun 5, 2003 → Aug 5, 2003
Wm Financial Services, Inc.
Irvine, CA · BC capacity

May 1, 1998 → Aug 5, 2003
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Apr 20, 1994 → May 1, 1998
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Dec 15, 1993 → Mar 24, 1994

Source & corrections

Where this page comes from

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