Melanie Susan Graff

CRD 2420483 · Morgan Stanley · Green Bay, WI

IA RegisteredBroker

Also appears in the source record as: Melanie Graff; Melanie Susan Mai

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (31): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Green Bay, WI · IA capacity

Apr 21, 2023 → present
Fidelity Brokerage Services LLC
BD capacity

Jun 21, 2021 → Feb 15, 2022
Transamerica Retirement Advisors, LLC
IA capacity

May 24, 2016 → May 25, 2021
Transamerica Investors Securities Corporation
BD capacity

Apr 12, 2011 → May 25, 2021
Raymond James Financial Services Advisors, Inc
IA capacity

Sep 29, 2010 → Feb 23, 2011
Raymond James Financial Services, Inc.
BD capacity

Sep 27, 2010 → Feb 23, 2011
Diversified Investors Securities Corp.
BD capacity

Jun 2, 2004 → Aug 5, 2010
Banc One Securities Corporation
BD capacity

Mar 8, 2001 → Mar 21, 2003
Banc One Securities Corporation
IA capacity

Oct 28, 2002 → Oct 28, 2002
Usallianz Securities, Inc.
BD capacity

Jul 7, 2000 → Feb 27, 2001
Banc One Securities Corporation
BD capacity

Apr 27, 1999 → Dec 15, 1999
Banc One Securities Corporation
BD capacity

Mar 5, 1996 → May 2, 1997
Banc One Securities Corporation
BD capacity

Nov 15, 1993 → Nov 20, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2420483 ↗ FINRA BrokerCheck record for CRD 2420483 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.