Karen Marie Dulaney

CRD 2420516 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Cleveland, OH

IA RegisteredBroker

Also appears in the source record as: Karen Marie Karnow

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (4): Florida · Kentucky · Ohio · Tennessee
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Cleveland, OH · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Cleveland, OH · BC capacity

start not retrieved → present
Truist Investment Services, Inc.
Cleveland, OH · BC capacity

Aug 14, 2018 → Jun 29, 2022
Truist Advisory Services, Inc.
Cleveland, OH · IA capacity

Aug 13, 2018 → Jun 29, 2022
J.P. Morgan Securities LLC
Cleveland, OH · BC capacity

Oct 11, 2011 → Oct 12, 2016
Key Investment Services LLC
Brooklyn, OH · BC capacity

Jan 29, 2009 → Nov 3, 2009
Mcdonald Investments Inc.
Pepper Pike, OH · IA capacity

Sep 10, 2003 → Feb 15, 2007
Mcdonald Investments Inc.
Pepper Pike, OH · BC capacity

Oct 10, 2002 → Feb 15, 2007
Society Investments, Inc.
BC capacity

Apr 25, 1994 → Sep 30, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2420516 ↗ FINRA BrokerCheck record for CRD 2420516 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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