John W Cochran

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 65Series 63Series 26SIESeries 7Series 6

Registered states (19)

Alaska · Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maryland · Michigan · North Carolina · Ohio · Oregon · Pennsylvania · Texas · Washington

Years in the industry (source record)

32

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (27)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Ann Arbor, MI · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Howell, MI · BD capacity
  Apr 4, 2012 → present
• Fidelity Brokerage Services LLCCurrent

  Ann Arbor, MI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jul 13, 2018 → Mar 31, 2025
• Strategic Advisers LLC

  IA capacity
  Apr 10, 2012 → Jul 13, 2018
• Pnc Investments

  IA capacity
  Mar 15, 2012 → Mar 26, 2012
• Pnc Investments

  BD capacity
  Jan 30, 2012 → Mar 26, 2012
• W R Rice Financial Services, Inc.

  BD capacity
  Mar 29, 2011 → Oct 31, 2011
• Mml Investors Services, Inc.

  BD capacity
  Apr 7, 2010 → Sep 15, 2010
• Invest Financial Corporation

  BD capacity
  May 4, 2009 → Sep 2, 2009
• Ameriprise Financial Services, Inc.

  BD capacity
  Nov 8, 2006 → Apr 7, 2009
• New England Securities

  BD capacity
  Dec 14, 2005 → Sep 29, 2006
• Chase Investment Services Corp.

  BD capacity
  Sep 23, 2005 → Oct 31, 2005
• Chase Investment Services Corp.

  IA capacity
  Sep 23, 2005 → Oct 31, 2005
• Ffp Advisory Services Inc

  IA capacity
  Jan 20, 2005 → Oct 13, 2005
• Ffp Securities, Inc.

  BD capacity
  Jan 19, 2005 → Oct 13, 2005
• Pruco Securities, LLC.

  BD capacity
  Mar 4, 2003 → Jul 20, 2004
• New England Securities

  BD capacity
  Jul 19, 2001 → Mar 13, 2003
• Commonwealth Financial Network

  BD capacity
  Jan 23, 2001 → Jul 10, 2001
• Axa Advisors, LLC

  BD capacity
  Aug 29, 2000 → Jan 29, 2001
• Independence One Brokerage Services, Inc.

  BD capacity
  Aug 31, 1999 → Aug 24, 2000
• Ids Life Insurance Company

  BD capacity
  Sep 18, 1997 → Jun 23, 1999
• American Express Financial Advisors Inc.

  BD capacity
  Sep 18, 1997 → Jun 23, 1999
• Ids Life Insurance Company

  BD capacity
  Oct 2, 1996 → Oct 29, 1996
• American Express Financial Advisors Inc.

  BD capacity
  Oct 2, 1996 → Oct 29, 1996
• Nylife Securities Inc.

  BD capacity
  Sep 21, 1995 → Apr 11, 1996
• Pruco Securities Corporation

  BD capacity
  Nov 22, 1994 → Apr 10, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.