Benjamin King Norwood

CRD 2421070 · Captrust · Greenville, SC

IA RegisteredRegistration inactive

Also appears in the source record as: Ben K Norwood III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Inactive
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (1): South Carolina
Years in the industry (source record): 33
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (7)

From the source registration record · current first

CaptrustCurrent
Greenville, SC · IA capacity

Jul 2, 2021 → present
Nachman Norwood & Parrott, Inc.
IA capacity

May 1, 2018 → Nov 12, 2021
Wells Fargo Advisors Financial Network, LLC
BD capacity

Sep 7, 2007 → May 1, 2018
Wells Fargo Advisors Financial Network, LLC
IA capacity

Sep 7, 2007 → May 1, 2018
Wachovia Securities, LLC
BD capacity

Oct 1, 1999 → Sep 7, 2007
Wachovia Securities, LLC
IA capacity

Mar 4, 1994 → Sep 7, 2007
First Union Capital Markets Corp.
BD capacity

Dec 20, 1993 → Oct 1, 1999

Source & corrections

Where this page comes from

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