Joseph William Pickrell

CRD 2421743 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Rockledge, FL

IA RegisteredBroker

Also appears in the source record as: Joe Pickrell Jr; Joseph Pickrell; Joseph W Pickrell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (28): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maine · Maryland · Missouri · New Hampshire · New Jersey · New York · North Carolina · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2421743 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rockledge, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Rockledge, FL · BC capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Melbourne, FL · IA capacity

Oct 5, 2009 → Sep 12, 2022
Ameriprise Financial Services, LLC
Melbourne, FL · BC capacity

Oct 5, 2009 → Sep 12, 2022
Ameriprise Advisor Services, Inc.
Viera, FL · IA capacity

Jan 31, 2005 → Oct 5, 2009
Ameriprise Advisor Services, Inc.
Viera, FL · BC capacity

Jan 24, 2005 → Oct 5, 2009
Morgan Stanley
Melbourne, FL · IA capacity

May 12, 2000 → Dec 1, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

May 11, 2000 → Dec 1, 2004

Source & corrections

Where this page comes from

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