Pedro Jimenez

CRD 2422563 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Pedro Luis Jimenez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 3Series 7Series 24Series 10Series 9Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2422563 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
Westport, CT · IA capacity

Dec 12, 2019 → Aug 16, 2021
Morgan Stanley
Westport, CT · BC capacity

Dec 12, 2019 → Aug 16, 2021
Banc Of America Investment Services, Inc.
Greenwich, CT · IA capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Greenwich, CT · BC capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
Forst Hills, NY · IA capacity

Nov 25, 2002 → Oct 20, 2004
Quick & Reilly, Inc.
New York, NY · BC capacity

Feb 14, 1998 → Oct 20, 2004
Fleet Brokerage Securities, Inc.
New York, NY · BC capacity

Aug 15, 1995 → Feb 14, 1998
Goldis Financial Group, Inc.
Garden City, NY · BC capacity

Dec 10, 1993 → Apr 14, 1994

Source & corrections

Where this page comes from

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