Pablo R Astwood

CRD 2422746 · J.P. Morgan Securities LLC · Jersey City, NJ

Broker

Also appears in the source record as: P Raymond Astwood; Pablo Raymond Astwood; Raymond Astwood

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (7): Series 99TOSIESeries 7Series 10Series 24Series 4Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Jersey City, NJ · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Jersey City, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Jun 21, 2006 → Oct 1, 2008
Citicorp Investment Services
Long Island City, NY · BC capacity

Dec 16, 2004 → Feb 9, 2006
Stocks 4 Less, Inc.
Sherman Oaks, CA · BC capacity

Oct 21, 2003 → Nov 1, 2004
National Clearing Corp.
Sherman Oaks, CA · BC capacity

Mar 20, 2002 → Oct 21, 2003
D.L. Cromwell Investments, Inc.
Boca Raton, FL · BC capacity

Feb 12, 1998 → Jul 26, 1999
First National Equity, Corp.
Pt. Pleasant Beach, NJ · BC capacity

Sep 30, 1997 → Mar 4, 1998
The Boston Group
Los Angeles, CA · BC capacity

Jan 15, 1997 → Oct 8, 1997
First Montauk Securities Corp.
Red Bank, NJ · BC capacity

Jul 12, 1996 → Dec 31, 1996
Meyers Pollock Robbins, Inc.
New York, NY · BC capacity

Nov 28, 1995 → Jul 8, 1996
Bernard Herold & Co., Inc.
New York, NY · BC capacity

Feb 28, 1995 → Nov 16, 1995
Corporate Securities Group, Inc.
St. Louis, MO · BC capacity

Nov 26, 1994 → Feb 14, 1995
Americorp Securities, Inc.
New York, NY · BC capacity

May 11, 1994 → Jun 2, 1994
Investors Associates, Inc.
Hackensack, NJ · BC capacity

Jan 25, 1994 → Jan 25, 1994
South Richmond Securities, Inc.
BC capacity

Dec 8, 1993 → Dec 15, 1993

Source & corrections

Where this page comes from

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