Christopher L Hutchinson
Also appears in the source record as: Chris L Hutchinson; Chris Hutchinson; Christopher Lee Hutchinson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- SIESeries 3Series 7Series 9Series 10Series 8Series 4Series 66Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2429510 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsSalt Lake City, UT · IA capacityJul 13, 2018 → Mar 31, 2025
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedFranklin, TN · IA capacityApr 29, 2010 → Oct 12, 2011
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedFranklin, TN · BC capacityApr 28, 2010 → Oct 12, 2011
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Ubs Financial Services Inc.Franklin, TN · IA capacityFeb 23, 2007 → May 7, 2010
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Ubs Financial Services Inc.Franklin, TN · BC capacityFeb 22, 2007 → May 7, 2010
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Amerivest Investment Management, LLCSalt Lake City, UT · IA capacityJun 29, 2006 → Mar 12, 2007
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Td Ameritrade, Inc.Salt Lake City, UT · IA capacityJun 20, 2005 → Mar 12, 2007
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Td Ameritrade, Inc.Salt Lake City, UT · BC capacityJun 14, 2005 → Mar 12, 2007
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Citigroup Global Markets Inc.Salt Lake City, UT · IA capacityMar 12, 2002 → Jun 20, 2005
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Citigroup Global Markets Inc.New York, NY · BC capacityFeb 19, 2002 → Jun 20, 2005
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Goldman, Sachs & Co.New York, NY · BC capacityAug 25, 2000 → Dec 3, 2001
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.