Edmundo Gerardo Fuentes

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 6TOSIESeries 7Series 66Series 63

Registered states (51)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm CRD

7691

SEC number

801-14235

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Firm location

New York, NY, 10036

Employment history (17)

From the source registration record · current first

• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Lone Tree, CO · IA capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Sugar Land, TX · BC capacity
  start not retrieved → present
• Nationwide Investment Advisors, LLC

  Columbus, OH · IA capacity
  Sep 27, 2017 → Apr 23, 2020
• Nationwide Investment Services Corporation

  Columbus, OH · BC capacity
  Sep 27, 2017 → Apr 23, 2020
• Kestra Advisory Services, LLC

  Austin, TX · IA capacity
  Apr 18, 2016 → Aug 29, 2017
• Kestra Investment Services, LLC

  Austin, TX · BC capacity
  Jan 26, 2016 → Aug 29, 2017
• Nfp Advisor Services, LLC

  Austin, TX · IA capacity
  Jan 26, 2016 → Sep 22, 2016
• Gwfs Equities, Inc.

  Greenwood Village, CO · BC capacity
  Sep 9, 2008 → Oct 24, 2015
• Lincoln Financial Distributors, Inc.

  Austin, TX · IA capacity
  Nov 2, 2007 → Aug 25, 2008
• Lincoln Financial Distributors, Inc.

  Radnor, PA · BC capacity
  Nov 2, 2007 → Aug 25, 2008
• Princor Financial Services Corporation

  Austin, TX · IA capacity
  Apr 6, 2007 → Sep 27, 2007
• Princor Financial Services Corporation

  Austin, TX · BC capacity
  Dec 8, 2006 → Sep 27, 2007
• Metropolitan Life Insurance Company

  Dallas, TX · BC capacity
  Dec 16, 2002 → Apr 27, 2006
• Metlife Securities Inc.

  Dallas, TX · BC capacity
  Dec 16, 2002 → Apr 27, 2006
• Walnut Street Securities, Inc.

  El Segundo, CA · BC capacity
  Apr 27, 2001 → Jan 29, 2003
• Fidelity Investments Institutional Services Company, Inc.

  Smithfield, RI · BC capacity
  Feb 17, 2000 → Oct 16, 2000
• Fidelity Brokerage Services, Inc.

  Smithfield, RI · BC capacity
  Mar 14, 1994 → Jul 6, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.