Donald L Lavi

CRD 2432072 · Wells Fargo Advisors · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Donald Lee Lavi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 57TOSIESeries 31Series 7Series 65Series 63
Registered states (45): Alabama · Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2432072 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (6)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Goldman Sachs & Co. LLC
New York, NY · BC capacity

Oct 26, 2005 → Jun 25, 2025
Sanford C. Bernstein & Co., LLC
Nashville, TN · BC capacity

Dec 7, 2000 → Oct 27, 2005
Alliance Capital Management L P
Los Angeles, CA · IA capacity

Jul 8, 1997 → Oct 27, 2005
Sanford C. Bernstein & Co., Inc.
New York, NY · BC capacity

Jan 19, 1994 → Dec 7, 2000

Source & corrections

Where this page comes from

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