Hugh S Ansty

CRD 2434009 · Northern Trust Investments, Incorporated · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Hugh Sutherland Ansty

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Northern Trust Investments, Incorporated
Firm CRD: 105780
SEC number: 801-33358
Assets under management: $1.2T as of Jun 15, 2026
Website: www.linkedin.com/COMPANY/NORTHERN-TRUST-ASSET-MANAGEMENT ↗
Phone: 312-630-6000
Firm location: Chicago, IL, 60603-1008

Employment history (10)

From the source registration record · current first

Northern Trust Investments, IncorporatedCurrent
Chicago, IL · IA capacity

Jun 20, 2024 → present
Northern Trust Securities, Inc.Current
New York, NY · BD capacity

Jun 20, 2024 → present
Hilton Capital Management, LLC
IA capacity

Apr 20, 2022 → Nov 14, 2024
Foreside Fund Services, LLC
BD capacity

Apr 29, 2022 → May 9, 2024
Blackrock Investments, LLC
BD capacity

Sep 29, 2006 → Mar 17, 2022
Blackrock Investment Management, LLC
IA capacity

Sep 29, 2006 → Mar 17, 2022
Merrill Lynch Investment Managers LP
IA capacity

Jun 4, 2002 → Sep 29, 2006
Fam Distributors, Inc.
BD capacity

Mar 21, 2002 → Sep 29, 2006
Pioneer Funds Distributor, Inc.
BD capacity

Sep 23, 1997 → Nov 5, 2001
Evergreen Investment Services, Inc.
BD capacity

Jan 1, 1994 → Apr 9, 1997

Source & corrections

Where this page comes from

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