Jeanine Garcia

CRD 2435664 · Fidelity Brokerage Services LLC · Greenwood Village, CO

IA RegisteredBroker

Also appears in the source record as: Jeanine Marie Garcia; Jeannie Marie Garcia

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 24SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Greenwood Village, CO · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Englewood, CO · BD capacity

Jan 29, 2015 → present
Fidelity Brokerage Services LLCCurrent
Greenwood Village, CO · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Feb 4, 2015 → Jul 13, 2018
Schwab Private Client Investment Advisory, Inc.
IA capacity

Dec 2, 2014 → Jan 26, 2015
Charles Schwab & Co., Inc.
BD capacity

Sep 3, 2008 → Jan 26, 2015
Charles Schwab & Co., Inc.
IA capacity

Aug 1, 2011 → Dec 2, 2014
Fidelity Brokerage Services LLC
BD capacity

Jun 6, 2007 → Jun 23, 2008
Chase Investment Services Corp.
BD capacity

Dec 1, 2006 → May 15, 2007
J.P. Morgan Institutional Investments Inc.
BD capacity

Aug 15, 2005 → Dec 1, 2006
American Century Brokerage, Inc.
BD capacity

May 3, 2000 → Nov 1, 2001
American Century Investment Services Inc.
BD capacity

Oct 1, 1996 → Oct 25, 2001
The Benham Group
BD capacity

May 25, 1994 → Oct 1, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2435664 ↗ FINRA BrokerCheck record for CRD 2435664 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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