Scott David Hammer

CRD 2435959 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: Scott Hammer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (14): Arizona · Arkansas · California · Colorado · Connecticut · Louisiana · Massachusetts · Mississippi · Nevada · New York · North Carolina · Oklahoma · Tennessee · Texas
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · IA capacity

Sep 30, 2016 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Dallas, TX · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
IA capacity

Jun 7, 2012 → Oct 12, 2016
Wells Fargo Advisors, LLC
BD capacity

May 16, 2012 → Oct 12, 2016
Allstate Financial Services, LLC
BD capacity

Aug 16, 2007 → May 30, 2012
Citigroup Global Markets Inc.
BD capacity

Nov 19, 2004 → May 10, 2007
Citigroup Global Markets Inc.
IA capacity

Nov 19, 2004 → May 10, 2007
Ubs Financial Services Inc.
BD capacity

Feb 2, 2001 → Dec 17, 2004
Ubs Financial Services Inc.
IA capacity

Feb 2, 2001 → Dec 17, 2004
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Aug 19, 1998 → Feb 7, 2001
Fidelity Brokerage Services, Inc.
BD capacity

Jan 10, 1995 → Oct 16, 1997
Bear, Stearns & Co. Inc.
BD capacity

Feb 16, 1994 → Aug 25, 1994

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2435959 ↗ FINRA BrokerCheck record for CRD 2435959 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.