Alphonse Alexandre

CRD 2442932 · Fidelity Brokerage Services LLC · Larkspur, CA

IA RegisteredBroker

Also appears in the source record as: Alphonse Alex Alexandre Jr; Alphonse Frerot Alexandre Jr; Alphonse Alexandre Jr; Alphonse Alexandre Jr.; Alphonse Alexandre

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 7Series 6
Registered states (8): California · Connecticut · Hawaii · Massachusetts · New York · Texas · Vermont · Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Novato, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Novato, CA · BD capacity

Jun 23, 2021 → present
Fidelity Brokerage Services LLCCurrent
Larkspur, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 1, 2021 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 16, 2011 → Apr 26, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 16, 2011 → Apr 26, 2021
Citigroup Global Markets Inc.
BD capacity

May 27, 2010 → Aug 25, 2011
Citigroup Global Markets Inc.
IA capacity

May 24, 2010 → Aug 25, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Dec 4, 2007 → Jun 10, 2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Dec 4, 2007 → Jun 10, 2008
Banc Of America Investment Services, Inc.
IA capacity

Jun 29, 2006 → Nov 20, 2007
Banc Of America Investment Services, Inc.
BD capacity

Jun 19, 2006 → Nov 20, 2007
Pruco Securities Corporation
BD capacity

Feb 11, 1994 → Nov 17, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2442932 ↗ FINRA BrokerCheck record for CRD 2442932 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.