Nick Kaloyios
Also appears in the source record as: Nick Kaloyios Jr; Nick Kaloyios Jr.; Nick Kaloyios
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- SIESeries 31Series 7Series 24Series 66Series 63
- Registered states (2)
- Florida · Georgia
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2443368 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (30)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedPlantation, FL · IA capacityJun 14, 2022 → Aug 19, 2024
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedPlantation, FL · BC capacityJun 13, 2022 → Aug 19, 2024
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Securities America Advisors, Inc.Deerfield, FL · IA capacityNov 3, 2021 → May 9, 2022
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Securities America, Inc.Deerfield Beach, FL · BC capacityNov 1, 2021 → May 9, 2022
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Dawson James Asset Management, Inc.Boca Raton, FL · IA capacityAug 11, 2021 → Oct 12, 2021
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Dawson James Securities, Inc.Boca Raton, FL · BC capacityAug 3, 2021 → Oct 12, 2021
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Cuna Brokerage Services, Inc.Boca Raton, FL · IA capacityAug 21, 2019 → Aug 5, 2021
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Cuna Brokerage Services, Inc.Boca Raton, FL · BC capacityMay 7, 2019 → Aug 5, 2021
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Pfs Investments Inc.Miami, FL · BC capacityOct 18, 2017 → Apr 17, 2018
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Princor Financial Services CorporationPlantation, FL · IA capacityDec 3, 2013 → May 12, 2015
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Princor Financial Services CorporationPlantation, FL · BC capacityNov 5, 2013 → May 12, 2015
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Asset & Financial Planning, LtdAventura, FL · IA capacityJan 19, 2012 → Nov 12, 2013
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Prime Capital Services, Inc.Fort Lauderdale, FL · BC capacityOct 27, 2011 → Nov 12, 2013
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Harbor Financial Services, LLCStuart, FL · IA capacityOct 7, 2011 → Oct 27, 2011
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Harbor Financial Services, LLCStuart, FL · BC capacityJun 14, 2011 → Oct 27, 2011
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Suntrust Investment Services, Inc.Coral Springs, FL · IA capacityJun 4, 2009 → Aug 23, 2010
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Suntrust Investment Services, Inc.Coral Springs, FL · BC capacityDec 5, 2008 → Aug 23, 2010
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Allstate Financial Services, LLCMiramar, FL · BC capacityMar 5, 2008 → Jan 2, 2009
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Metropolitan Life Insurance CompanyPlantation, FL · BC capacityJan 9, 2006 → Aug 1, 2006
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Metlife Securities Inc.Plantation, FL · BC capacityJan 9, 2006 → Aug 1, 2006
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Colonial Brokerage, Inc.Montgomery, AL · BC capacityJul 12, 2005 → Feb 2, 2006
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Raymond James Financial Services, Inc.St. Petersburg, FL · BC capacityJan 2, 2003 → Jun 28, 2005
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Wm Financial Services, Inc.Irvine, CA · BC capacityMay 1, 1998 → Nov 14, 2002
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Great Western Financial Securities CorporationNorthridge, CA · BC capacityJul 14, 1997 → May 1, 1998
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Dean Witter Reynolds Inc.Purchase, NY · BC capacitySep 21, 1995 → Jul 17, 1997
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Jw Charles Securities,inc.Boca Raton, FL · BC capacityJun 1, 1995 → Sep 11, 1995
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D. H. Blair & Co., Inc.New York, NY · BC capacityOct 24, 1994 → May 2, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.