Mark Douglas Hamilton

CRD 2443507 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Mark D Hamilton; Mark Hamilton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (23): Alabama · Arkansas · California · Colorado · Florida · Georgia · Illinois · Kansas · Kentucky · Louisiana · Minnesota · Mississippi · New York · Ohio · Oklahoma · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (20)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Edward Jones
Lutz, FL · IA capacity

Mar 4, 2024 → Mar 10, 2025
Edward Jones
Lutz, FL · BC capacity

Mar 1, 2024 → Mar 10, 2025
Morgan Stanley
Temple Terrace, FL · IA capacity

Sep 5, 2023 → Dec 22, 2023
Morgan Stanley
Temple Terrace, FL · BC capacity

Mar 14, 2023 → Dec 22, 2023
E*trade Capital Management, LLC
Temple Terrace, FL · IA capacity

Aug 11, 2022 → Sep 5, 2023
E*trade Securities LLC
Temple Terrace, FL · BC capacity

Jul 18, 2022 → Sep 5, 2023
Franklin Distributors, LLC
St. Petersburg, FL · BC capacity

Jul 7, 2021 → Jun 27, 2022
Franklin Templeton Financial Services Corp.
St. Petersburg, FL · BC capacity

Jul 24, 2020 → Jul 7, 2021
Franklin/Templeton Distributors, Inc.
St. Petersburg, FL · BC capacity

Sep 19, 2018 → Jul 7, 2021
Peak Securities Corporation
Clearwater, FL · BC capacity

Jan 3, 2008 → Feb 22, 2008
H&r Block Financial Advisors, Inc.
Bayonet Point, FL · IA capacity

Jul 14, 2003 → Jan 11, 2006
H&r Block Financial Advisors, Inc.
Detroit, MI · BC capacity

Jun 27, 2003 → Jan 11, 2006
Locust Street Securities, Inc.
Des Moines, IA · BC capacity

Jan 9, 2003 → Jul 9, 2003
Prudential Securities Incorporated
Clearwater, FL · IA capacity

May 7, 2001 → Nov 18, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

May 7, 2001 → Nov 18, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Dec 6, 1996 → May 10, 2001
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Jan 20, 1994 → Mar 31, 1994

Source & corrections

Where this page comes from

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