Sunny James Kang

CRD 2444221 · Wells Fargo Advisors · El Segundo, CA

IA RegisteredBroker

Also appears in the source record as: Sunny Kang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
El Segundo, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
El Segundo, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Torrance, CA · IA capacity

Nov 8, 2018 → Apr 7, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Torrance, CA · BC capacity

Nov 8, 2018 → Apr 7, 2025
Unionbanc Investment Services, LLC
Torrance, CA · IA capacity

Nov 5, 2014 → Sep 19, 2018
Unionbanc Investment Services, LLC
Torrance, CA · BC capacity

Feb 13, 2014 → Sep 19, 2018
Roth Capital Partners, Inc.
Newport Beach, CA · BC capacity

Apr 6, 1998 → Nov 16, 2000
Painewebber Incorporated
Weehawken, NJ · BC capacity

Aug 7, 1996 → Apr 16, 1998
Prudential Securities Incorporated
New York, NY · BC capacity

Feb 20, 1995 → Aug 16, 1996
Sutro & Co. Incorporated
San Francisco, CA · BC capacity

Apr 14, 1994 → May 20, 1996

Source & corrections

Where this page comes from

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