Clark Clifford Small

CRD 2446498 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bellevue, WA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (32): Alaska · Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2446498 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · IA capacity

Aug 23, 2010 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bellevue, WA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
BD capacity

Feb 8, 2008 → Sep 1, 2010
Wells Fargo Investments, LLC
IA capacity

Feb 8, 2008 → Sep 1, 2010
Wamu Investments, Inc.
IA capacity

Sep 15, 2006 → Feb 13, 2008
Wamu Investments, Inc.
BD capacity

Aug 23, 2002 → Feb 13, 2008
Banc Of America Investment Services, Inc.
BD capacity

Jul 16, 2002 → Sep 5, 2002
Banc Of America Investment Services, Inc.
IA capacity

Jul 16, 2002 → Sep 5, 2002
Wm Financial Services, Inc.
IA capacity

Jan 29, 2002 → Jul 17, 2002
Wm Financial Services, Inc.
BD capacity

Feb 2, 1998 → Jul 17, 2002
Seafirst Investment Services, Inc.
BD capacity

Jul 24, 1995 → Dec 22, 1997
Smith Barney Inc.
BD capacity

Jun 7, 1994 → Jul 21, 1995
Dean Witter Reynolds Inc.
BD capacity

Feb 22, 1994 → Apr 18, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2446498 ↗ FINRA BrokerCheck record for CRD 2446498 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.