Brenda Ann Lacombe
Also appears in the source record as: Brenda A Lacombe; Brenda Ann Strutz
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 65Series 63Series 24Series 9Series 10SIESeries 31Series 7
- Registered states (33)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (12)
From the source registration record · current first
-
Mar 15, 2017 → present
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Bmo Harris Financial Advisors, Inc.BD capacityAug 1, 2012 → Mar 10, 2017
-
Bmo Harris Financial Advisors, IncIA capacityAug 1, 2012 → Mar 10, 2017
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M&i Financial Advisors, Inc.IA capacityApr 20, 2012 → Aug 1, 2012
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M&i Financial Advisors, IncBD capacityMay 5, 2010 → Aug 1, 2012
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M&i Investment Management Corp.IA capacityMay 18, 2010 → Apr 19, 2012
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Morgan Stanley Smith BarneyBD capacityJun 1, 2009 → Apr 28, 2010
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Morgan Stanley Smith Barney LLCIA capacityJun 1, 2009 → Apr 28, 2010
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Citigroup Global Markets Inc.IA capacitySep 16, 1999 → Jun 1, 2009
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Citigroup Global Markets Inc.BD capacitySep 14, 1999 → Jun 1, 2009
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Dean Witter Reynolds Inc.BD capacitySep 18, 1997 → Nov 4, 1998
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Norwest Investment Services, Inc.BD capacityAug 4, 1994 → Oct 6, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.