Michael S Hohenberger

CRD 2447224 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Michael Sherman Hohenberger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Dallas, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Fort Worth, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Dallas, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Plano, TX · IA capacity

Sep 16, 2013 → Jan 18, 2022
J.P. Morgan Securities LLC
Dallas, TX · BC capacity

Sep 16, 2013 → Jan 18, 2022
Independent Financial Group, LLC
Dallas, TX · BC capacity

May 18, 2012 → Aug 23, 2013
Cornerstone Financial Services, Inc.
Dallas, TX · IA capacity

May 24, 2002 → Aug 22, 2013
Cambridge Legacy Securities L.L.C.
Dallas, TX · BC capacity

Sep 17, 2008 → May 15, 2012
Aig Financial Advisors, Inc.
Dallas, TX · BC capacity

Oct 31, 2005 → Sep 18, 2008
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Sep 25, 2001 → Oct 31, 2005
Primevest Financial Services, Inc.
St. Cloud, MN · BC capacity

Aug 24, 1999 → Oct 2, 2001
Fidelity Investments Institutional Services Company, Inc.
Smithfield, RI · BC capacity

Jul 6, 1994 → Aug 20, 1999
Fidelity Brokerage Services, Inc.
Smithfield, RI · BC capacity

Mar 4, 1994 → Jun 30, 1994

Source & corrections

Where this page comes from

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