Nilesh Imanuel Christian

CRD 2447323 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Neil Imanuel Christian; Neil Christian; Nilesh Christian

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 6Series 63Series 66
Registered states (2): Massachusetts · Texas
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
East Walpole, MA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
East Walpole, MA · IA capacity

start not retrieved → present
Heritage Financial Services, LLC
Westwood, MA · IA capacity

Mar 1, 2022 → Aug 8, 2022
Mariner Wealth Advisors
Overland Park, KS · IA capacity

Apr 12, 2018 → Jul 12, 2018
Creative Planning
Plano, TX · IA capacity

Jan 11, 2017 → Apr 9, 2018
Strategic Advisers, Inc.
Smithfield, RI · IA capacity

Sep 22, 2006 → Apr 13, 2016
Fidelity Brokerage Services LLC
Smithfield, RI · BC capacity

Feb 9, 2009 → Apr 12, 2016
Fidelity Personal Trust Company, Fsb
Westlake, TX · IA capacity

Apr 26, 2005 → Aug 8, 2006
Fidelity Investments Institutional Services Company, Inc.
Smithfield, RI · BC capacity

Nov 9, 2000 → Nov 27, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2447323 ↗ FINRA BrokerCheck record for CRD 2447323 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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