Kyle Tate Laughlin

CRD 2450496 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Lubbock, TX

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 51Series 24Series 65Series 63
Registered states (10): Arizona · California · Florida · Georgia · Hawaii · Illinois · New Mexico · Oklahoma · Texas · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lubbock, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Lubbock, TX · BC capacity

start not retrieved → present
Cetera Advisors LLC
Lubbock, TX · IA capacity

Jul 5, 2019 → Sep 29, 2023
Cetera Advisors LLC
Lubbock, TX · BC capacity

Jul 5, 2019 → Sep 29, 2023
Next Financial Group, Inc.
Lubbock, TX · IA capacity

Nov 29, 2007 → Jul 8, 2019
Next Financial Group, Inc.
Lubbock, TX · BC capacity

Nov 29, 2007 → Jul 8, 2019
Investment Professionals, Inc.
Lubbock, TX · IA capacity

Apr 22, 1999 → Nov 29, 2007
Investment Professionals, Inc.
Lubbock, TX · BC capacity

Apr 22, 1999 → Nov 29, 2007
Fiserv Investor Services, Inc.
Houston, TX · BC capacity

Jan 17, 1997 → Apr 26, 1999
Keogler, Morgan & Company, Inc.
Atlanta, GA · BC capacity

Jul 11, 1995 → Jan 20, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2450496 ↗ FINRA BrokerCheck record for CRD 2450496 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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