Tracy Odonnell Polselli

CRD 2450940 · Morgan Stanley · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Tracy Frances Odonnell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Chicago, IL · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
BD capacity

Jul 3, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
IA capacity

Jul 3, 2008 → Jun 1, 2009
Wayne Hummer Investments L.L.C.
IA capacity

Mar 2, 2007 → Jul 30, 2008
Wayne Hummer Investments L.L.C.
BD capacity

Jan 5, 2006 → Jul 30, 2008
Stifel, Nicolaus & Company, Incorporated
BD capacity

Oct 1, 1998 → Dec 21, 2005
Wayne Hummer Investments L.L.C.
BD capacity

Mar 17, 1998 → Oct 16, 1998
Rodman & Renshaw Inc.
BD capacity

Aug 10, 1995 → Mar 17, 1998
Principal Financial Securities,inc.
BD capacity

Sep 1, 1994 → Aug 18, 1995
Hamilton Investments, Inc.
BD capacity

Jun 25, 1994 → Sep 1, 1994

Source & corrections

Where this page comes from

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