William Anthony Arnold

CRD 2452076 · Wells Fargo Advisors · Frontenac, MO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 31Series 7Series 6Series 10Series 9Series 65Series 63
Registered states (22): Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Maryland · Massachusetts · Minnesota · Missouri · Montana · New Jersey · North Carolina · Oregon · Pennsylvania · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2452076 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Frontenac, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Frontenac, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Frontenac, MO · IA capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
Clayton, MO · IA capacity

Oct 11, 2012 → Dec 27, 2018
Stifel, Nicolaus & Company, Incorporated
Clayton, MO · BC capacity

Oct 11, 2012 → Dec 27, 2018
Morgan Stanley
Clayton, MO · IA capacity

Jun 1, 2009 → Nov 5, 2012
Morgan Stanley
Clayton, MO · BC capacity

Jun 1, 2009 → Nov 5, 2012
Citigroup Global Markets Inc.
Davenport, IA · IA capacity

Apr 23, 2004 → Jun 1, 2009
Citigroup Global Markets Inc.
Davenport, IA · BC capacity

Apr 23, 2004 → Jun 1, 2009
Ubs Financial Services Inc.
St. Louis, MO · IA capacity

Jun 21, 2002 → May 10, 2004
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jun 21, 2002 → May 10, 2004
Merrill Lynch Pierce Fenner & Smith Inc.
Ladve, MO · IA capacity

May 14, 1996 → Jul 2, 2002
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 7, 1996 → Jul 2, 2002
Advantage Capital Corporation
Atlanta, GA · BC capacity

Aug 15, 1994 → Dec 31, 1995
Travelers Equities Sales, Inc.
El Segundo, CA · BC capacity

Feb 23, 1994 → Aug 15, 1994

Source & corrections

Where this page comes from

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