Gerald Gordon Hazel

CRD 2452976 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Gerald Gordon Hazel II; Gerald Gordon Hazel Jr; Gordon Hazel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
New York, NY · IA capacity

Feb 23, 2022 → Apr 30, 2025
Citigroup Global Markets Inc.
New York, NY · BC capacity

Feb 23, 2022 → Apr 30, 2025
Td Private Client Wealth LLC
New York, NY · IA capacity

Apr 16, 2013 → Mar 6, 2022
Td Private Client Wealth LLC
New York, NY · BC capacity

Feb 28, 2013 → Mar 6, 2022
Td Wealth Management Services Inc.
New York, NY · IA capacity

Jul 25, 2006 → May 28, 2010
Td Wealth Management Services Inc.
New York, NY · BC capacity

Sep 11, 2002 → May 28, 2010
H.C. Wainwright & Co., Inc.
New York, NY · BC capacity

Apr 17, 2001 → Sep 5, 2002
Bluestone Capital Securities, Inc.
New York, NY · BC capacity

Oct 23, 2000 → Mar 28, 2001
Kaufman Bros., L.P.
New York, NY · BC capacity

Jun 18, 1998 → Oct 25, 2000
Weatherly Securities Corporation
New York, NY · BC capacity

Feb 27, 1997 → Jul 6, 1998
Americorp Securities, Inc.
New York, NY · BC capacity

Jul 6, 1994 → Mar 20, 1997
Nylife Securities Inc.
New York, NY · BC capacity

Apr 13, 1994 → Jul 12, 1994

Source & corrections

Where this page comes from

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