Daniel Christopher Trainor

CRD 2453674 · Charles Schwab & Co., Inc. · Omaha, NE

IA RegisteredBroker

Also appears in the source record as: Daniel C Trainor Mr.; Daniel C Trainor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (2): New Jersey · New York
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Omaha, NE · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Poughquag, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Poughquag, NY · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Fort Worth, TX · BC capacity

Feb 24, 2011 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Poughquag, NY · IA capacity

Feb 10, 2011 → Sep 7, 2023
Td Ameritrade, Inc.
Poughquag, NY · IA capacity

Feb 10, 2011 → Oct 14, 2022
Strategic Advisers, Inc.
New York, NY · IA capacity

Jan 26, 2005 → Feb 18, 2009
Fidelity Brokerage Services LLC
New York, NY · BC capacity

Jan 21, 2005 → Feb 18, 2009
Linsco/Private Ledger Corp.
Fort Mill, SC · BC capacity

Mar 4, 2004 → Aug 18, 2004
National Financial Services LLC
Boston, MA · BC capacity

May 4, 2000 → Mar 25, 2004
Putnam Mutual Funds Corp.
Boston, MA · BC capacity

Feb 17, 2000 → Apr 18, 2000
First Investors Corporation
Edison, NJ · BC capacity

Feb 18, 1994 → Dec 12, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2453674 ↗ FINRA BrokerCheck record for CRD 2453674 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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