Jennifer M Carroll

CRD 2454788 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Burlington, MA

IA RegisteredBroker

Also appears in the source record as: Jenna May Carroll; Jenna Carroll; Jennifer May Carroll; Jennifer Carroll; Jenna Hamelin; Jennifer M Hamelin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (32): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2454788 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Burlington, MA · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Burlington, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

May 9, 2006 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

May 5, 2006 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Oct 20, 2004 → May 2, 2006
Banc Of America Investment Services, Inc.
IA capacity

Oct 20, 2004 → May 2, 2006
Quick & Reilly, Inc.
IA capacity

Jul 24, 2003 → Oct 20, 2004
Quick & Reilly, Inc.
BD capacity

Sep 25, 2000 → Oct 20, 2004
Fis Securities, Inc.
BD capacity

Jul 26, 1999 → Sep 25, 2000
Dean Witter Reynolds Inc.
BD capacity

Feb 12, 1998 → Jul 26, 1999
Gruntal & Co., L.L.C.
BD capacity

Mar 16, 1995 → Aug 22, 1997

Source & corrections

Where this page comes from

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