Christopher Meredith

CRD 2454797 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 57TOSIESeries 55Series 25Series 7Series 10Series 9Series 4Series 24Series 66Series 63
Registered states (2): New Jersey · New York
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Hillsborough, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Hillsborough, NJ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Sep 3, 2010 → Jan 3, 2012
Assent LLC
New York, NY · BC capacity

Jun 6, 2007 → Jul 7, 2010
Ubs Securities LLC
New York, NY · BC capacity

Apr 27, 2000 → Apr 17, 2007
Spear, Leeds & Kellogg
New York, NY · BC capacity

Jun 26, 1997 → Apr 1, 1998
Andover Brokerage, L.L.C.
Montebello, NY · BC capacity

May 8, 1997 → Dec 11, 1997
Principal Financial Securities,inc.
Dallas, TX · BC capacity

Oct 18, 1996 → Mar 20, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2454797 ↗ FINRA BrokerCheck record for CRD 2454797 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.