James S Milholen

CRD 2457133 · Fidelity Brokerage Services LLC · Peoria, AZ

IA RegisteredBroker

Also appears in the source record as: James Steven Milholen

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9Series 24SIESeries 7
Registered states (6): Idaho · Massachusetts · Nevada · Texas · Utah · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Las Vegas, NV · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Las Vegas, NV · BD capacity

Jun 14, 2011 → present
Fidelity Brokerage Services LLCCurrent
Peoria, AZ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jun 30, 2011 → Jul 13, 2018
Tiaa-Cref Advice And Planning Services
IA capacity

Feb 14, 2005 → May 24, 2011
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

May 2, 2001 → May 24, 2011
Schneider Securities, Inc.
BD capacity

Jul 28, 1997 → Apr 19, 2001
R A F Financial Corporation
BD capacity

Aug 17, 1994 → Aug 1, 1997
Hibbard Brown & Co., Inc.
BD capacity

Mar 1, 1994 → Aug 26, 1994
L.C. Wegard & Co., Inc.
BD capacity

Aug 5, 1994 → Aug 17, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2457133 ↗ FINRA BrokerCheck record for CRD 2457133 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.