Michael David Strother

CRD 2457427 · Captrust · Raleigh, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 10Series 9Series 27Series 24Series 8Series 99TOSIESeries 7
Registered states (28): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Missouri · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (8)

From the source registration record · current first

CaptrustCurrent
Raleigh, NC · IA capacity

Apr 9, 2015 → present
Capfinancial Securities, LLC.Current
Raleigh, NC · BD capacity

Sep 11, 2003 → present
Captrust Financial Advisors Or "captrust"
IA capacity

Aug 12, 2003 → Apr 22, 2015
Wachovia Securities Financial Network, LLC
IA capacity

Jun 20, 2002 → Sep 16, 2003
Wachovia Securities Financial Network, LLC
BD capacity

Jun 15, 2002 → Sep 16, 2003
Captrust Financial Advisors
IA capacity

Dec 31, 2001 → Jun 20, 2002
Captrust Financial Advisors, LLC
BD capacity

Oct 1, 1997 → Jun 15, 2002
Interstate/Johnson Lane Corporation
BD capacity

Apr 7, 1994 → Oct 6, 1997

Source & corrections

Where this page comes from

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