Andrew Allen Heckel

CRD 2461222 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Scottsdale, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (37): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2461222 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scottsdale, AZ · IA capacity

Jan 13, 2012 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scottsdale, AZ · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
IA capacity

Aug 13, 2009 → Jan 19, 2012
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Jan 19, 2012
Citigroup Global Markets Inc.
BD capacity

Aug 11, 2000 → Jun 1, 2009
H&r Block Financial Advisors, Inc.
BD capacity

Jan 29, 1998 → Aug 28, 2000
Neidiger, Tucker, Bruner, Inc.
BD capacity

Apr 8, 1997 → Jan 20, 1998
Schneider Securities, Inc.
BD capacity

Mar 4, 1994 → Apr 10, 1997

Source & corrections

Where this page comes from

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