Kevin M Ryan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 72SIESeries 7Series 66Series 63

Registered states (20)

Arizona · California · Florida · Georgia · Indiana · Kentucky · Maryland · Missouri · New Hampshire · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington

Years in the industry (source record)

27

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (21)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Orlando, FL · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Orlando, FL · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Orlando, FL · IA capacity
  start not retrieved → present
• Morgan Stanley

  Winter Park, FL · IA capacity
  Apr 5, 2022 → Mar 25, 2025
• Morgan Stanley

  Winter Park, FL · BC capacity
  Apr 4, 2022 → Mar 25, 2025
• Goldman Sachs & Co. LLC

  Houston, TX · BC capacity
  Jan 4, 2021 → Mar 18, 2022
• Goldman Sachs Personal Financial Management

  Houtson, TX · IA capacity
  Dec 23, 2020 → Mar 18, 2022
• Mercer Allied Company, L.P.

  Houston, TX · BC capacity
  Mar 13, 2020 → Jan 4, 2021
• The Ayco Company,l.P.

  Houston, TX · IA capacity
  Mar 13, 2020 → Dec 23, 2020
• Td Ameritrade, Inc.

  Houston, TX · IA capacity
  Jun 27, 2019 → Mar 7, 2020
• Td Ameritrade Investment Management, LLC

  Houston, TX · IA capacity
  Jun 27, 2019 → Mar 7, 2020
• Td Ameritrade, Inc.

  Houston, TX · BC capacity
  Jun 27, 2019 → Mar 7, 2020
• Bbva Wealth Solutions Inc.

  Houston, TX · IA capacity
  Oct 30, 2014 → Jul 6, 2018
• Bbva Securities Inc.

  Houston, TX · BC capacity
  May 16, 2013 → Jul 6, 2018
• Bbva Compass Investment Solutions, Inc

  Houston, TX · BC capacity
  Mar 15, 2013 → May 16, 2013
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Palm Beach, FL · IA capacity
  Jan 28, 2011 → Dec 18, 2012
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Palm Beach, FL · BC capacity
  Nov 29, 2010 → Dec 18, 2012
• Suntrust Investment Services, Inc.

  Fort Lauderdale, FL · IA capacity
  Sep 13, 2005 → Mar 5, 2010
• Suntrust Investment Services, Inc.

  Fort Lauderdale, FL · BC capacity
  Jun 10, 2004 → Mar 5, 2010
• Banc Of America Investment Services, Inc.

  Boston, MA · BC capacity
  Dec 19, 2001 → May 7, 2002
• Banc Of America Securities LLC

  New York, NY · BC capacity
  Mar 1, 1994 → Jul 13, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.