John Charles Daugherty

CRD 2463445 · Morgan Stanley · Troy, MI

IA RegisteredBroker

Also appears in the source record as: John C Daugherty

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (25): Alaska · Arizona · California · Colorado · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Mexico · New York · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Vermont · Virginia · Wisconsin
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2463445 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Troy, MI · IA capacity

Oct 22, 2021 → present
Wells Fargo Clearing Services, LLC
BD capacity

Dec 3, 2010 → Oct 29, 2021
Wells Fargo Clearing Services, LLC
IA capacity

Dec 3, 2010 → Oct 29, 2021
Pnc Investments
IA capacity

Oct 29, 2010 → Dec 6, 2010
Pnc Investments
BD capacity

Nov 13, 2009 → Dec 6, 2010
Natcity Investments, Inc.
BD capacity

Jul 8, 1998 → Nov 13, 2009
Natcity Insurance Services, Inc.
BD capacity

Sep 22, 1997 → Dec 31, 2001
Olde Discount Corporation
BD capacity

May 6, 1994 → Sep 23, 1997

Source & corrections

Where this page comes from

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