Regina Suki Moran

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 24Series 66Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (18)

From the source registration record · current first

• Edward JonesCurrent

  New York, NY · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  St. Louis, MO · BC capacity
  start not retrieved → present
• Citigroup Global Markets Inc.

  New York, NY · IA capacity
  Jan 13, 2022 → May 14, 2024
• Citigroup Global Markets Inc.

  New York, NY · BC capacity
  Jan 13, 2022 → May 14, 2024
• J.P. Morgan Securities LLC

  Brooklyn, NY · IA capacity
  Jul 21, 2020 → Nov 24, 2021
• J.P. Morgan Securities LLC

  Brooklyn, NY · BC capacity
  Jun 10, 2020 → Nov 24, 2021
• Advice And Planning Services

  New York, NY · IA capacity
  Jul 30, 2013 → Nov 4, 2019
• Tiaa-Cref Individual & Institutional Services, LLC

  New York, NY · BC capacity
  Jul 3, 2013 → Nov 4, 2019
• Global Arena Capital Corp

  New York, NY · BC capacity
  Feb 14, 2012 → Aug 13, 2012
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  New York, NY · IA capacity
  Oct 23, 2009 → Jan 4, 2010
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  New York, NY · BC capacity
  Oct 23, 2009 → Jan 4, 2010
• Banc Of America Investment Services, Inc.

  New York, NY · IA capacity
  Feb 6, 2007 → Oct 23, 2009
• Banc Of America Investment Services, Inc.

  New York, NY · BC capacity
  May 19, 2005 → Oct 23, 2009
• J.P. Morgan Institutional Investments Inc.

  New York, NY · BC capacity
  Jul 25, 2003 → May 26, 2004
• Chase Investment Services Corp.

  Chicago, IL · BC capacity
  Jun 30, 1998 → Jul 3, 2003
• Pruco Securities Corporation

  Newark, NJ · BC capacity
  Oct 21, 1994 → May 16, 1997
• Legend Merchant Group, Inc.

  New York, NY · BC capacity
  Apr 20, 1994 → Oct 19, 1994
• Beacon Securities, Inc.

  New York, NY · BC capacity
  Apr 20, 1994 → May 13, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.