Thomas Joseph Laughlin

CRD 2464338 · Wells Fargo Advisors · Holmdel, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (11): Alabama · California · Delaware · Florida · Idaho · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2464338 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Holmdel, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Holmdel, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Holmdel, NJ · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Manchester, NJ · IA capacity

Jul 28, 2015 → Dec 10, 2021
J.P. Morgan Securities LLC
Manchester, NJ · BC capacity

Jul 27, 2015 → Dec 10, 2021
Santander Securities
Freehold, NJ · IA capacity

Sep 19, 2012 → Jul 28, 2015
Santander Securities LLC
Freehold, NJ · BC capacity

Sep 19, 2012 → Jul 28, 2015
Lpl Financial LLC
Freehold, NJ · IA capacity

Jun 8, 2012 → Sep 19, 2012
Lpl Financial LLC
Freehold, NJ · BC capacity

Jun 8, 2012 → Sep 19, 2012
Morgan Stanley Smith Barney LLC
Red Bank, NJ · IA capacity

Nov 15, 2011 → Jun 14, 2012
Morgan Stanley Smith Barney
Red Bank, NJ · BC capacity

Nov 15, 2011 → Jun 14, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Red Bank, NJ · IA capacity

Mar 9, 2010 → Nov 16, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Red Bank, NJ · BC capacity

Feb 12, 2010 → Nov 16, 2011
Barclays Capital Inc.
New York, NY · BC capacity

Dec 1, 2008 → Sep 25, 2009
Bear Wagner Specialists LLC
New York, NY · BC capacity

Apr 23, 2001 → Mar 24, 2009
Wagner Stott Mercator, L.L.C.
New York, NY · BC capacity

Aug 1, 1995 → Apr 23, 2001
Wagner, Stott & Co.
New York, NY · BC capacity

Apr 12, 1994 → Aug 7, 1995

Source & corrections

Where this page comes from

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