Anthony Gee

CRD 2465463 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Diego, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (10): Arizona · California · Colorado · Florida · Hawaii · Idaho · Illinois · New Jersey · New York · North Carolina
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2465463 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Diego, CA · IA capacity

Dec 15, 2008 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Diego, CA · BC capacity

start not retrieved → present
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Dec 16, 2008
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Dec 16, 2008
Morgan Stanley
IA capacity

Aug 24, 1998 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

Apr 24, 1996 → Apr 2, 2007
Painewebber Incorporated
BD capacity

Feb 21, 1995 → May 12, 1995
Oppenheimer & Co., Inc.
BD capacity

Dec 1, 1994 → Feb 17, 1995
Gruntal & Co. Incorporated
BD capacity

Jun 21, 1994 → Sep 30, 1994
Baraban Securities, Inc.
BD capacity

Apr 27, 1994 → Jun 17, 1994

Source & corrections

Where this page comes from

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