George Thomas Haskins

CRD 2469199 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Washington, DC

IA RegisteredBroker

Also appears in the source record as: Tom Haskins Jr; Tom Haskins; Tommy Haskins Jr; Tommy Haskins

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (7): District Of Columbia · Florida · Nevada · New York · North Carolina · Pennsylvania · Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2469199 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (17)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Washington, DC · IA capacity

Aug 10, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Washington, DC · BC capacity

start not retrieved → present
Lpl Financial LLC
BD capacity

Nov 29, 2021 → Aug 22, 2023
Lpl Financial LLC
IA capacity

Nov 29, 2021 → Aug 22, 2023
Infinex Investments, Inc.
BD capacity

Apr 2, 2012 → Dec 2, 2021
Infinex Investments, Inc.
IA capacity

Apr 2, 2012 → Dec 2, 2021
Lpl Financial LLC
BD capacity

Nov 20, 2009 → Apr 5, 2012
Lpl Financial LLC
IA capacity

Nov 20, 2009 → Apr 5, 2012
Cbs Advisors, LLC
IA capacity

Sep 28, 2005 → Nov 23, 2009
Community Bankers Securities, LLC
BD capacity

Sep 15, 2005 → Nov 23, 2009
Bi Investments, LLC
BD capacity

Oct 13, 2004 → Sep 16, 2005
Bi Investments, LLC
IA capacity

Oct 13, 2004 → Sep 16, 2005
Bb&t Investment Services, Inc.
BD capacity

Dec 10, 2003 → Aug 10, 2004
Bb&t Investment Services, Inc.
IA capacity

Dec 10, 2003 → Aug 10, 2004
Davenport & Company LLC
IA capacity

Jan 4, 1999 → Dec 3, 2003
Davenport & Company LLC
BD capacity

Nov 30, 1998 → Dec 3, 2003
Wheat, First Securities, Inc.
BD capacity

Apr 25, 1994 → Dec 22, 1998

Source & corrections

Where this page comes from

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