Theodore Haven Pohl

CRD 2471324 · Morgan Stanley · Palm Harbor, FL

IA RegisteredBroker

Also appears in the source record as: Ted Haven Pohl II; Theodore Pohl

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 24SIESeries 31Series 7
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2471324 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Palm Harbor, FL · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Aug 3, 2007 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Aug 2, 2007 → Jun 1, 2009
Wachovia Securities, LLC
BD capacity

Oct 1, 2000 → Aug 6, 2007
Wachovia Securities, LLC
IA capacity

Oct 1, 2000 → Aug 6, 2007
First Union Brokerage Services, Inc.
BD capacity

May 15, 1998 → Oct 1, 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jan 1, 1996 → May 20, 1998
Buckhead Financial Corporation
BD capacity

Mar 28, 1994 → Jul 19, 1994

Source & corrections

Where this page comes from

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