Hong Ogle

CRD 2473146 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Hong Zhang Ogle; Hong Zhang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 3Series 31Series 7Series 9Series 10Series 8Series 65Series 63
Registered states (1): Texas
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2473146 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Houston, TX · IA capacity

Jun 1, 2009 → Aug 13, 2010
Morgan Stanley Smith Barney
Houston, TX · BC capacity

Jun 1, 2009 → Aug 13, 2010
Citigroup Global Markets Inc.
Pittsford, NY · IA capacity

May 29, 2003 → Jun 1, 2009
Citigroup Global Markets Inc.
Pittsford, NY · BC capacity

Mar 14, 2001 → Jun 1, 2009
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Dec 13, 1995 → Mar 16, 2001
W.J. Gallagher & Company, Inc.
Pasadena, CA · BC capacity

Jul 24, 1995 → Dec 19, 1995
Rothschild Global Investments, Inc.
BC capacity

Mar 13, 1995 → Jul 10, 1995
Chatfield Dean & Co., Inc.
Greenwood Village, CO · BC capacity

Apr 11, 1994 → Mar 14, 1995

Source & corrections

Where this page comes from

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