Christopher Paul Sullivan

CRD 2474990 · Fidelity Brokerage Services LLC · Framingham, MA

IA RegisteredBroker

Also appears in the source record as: Christopher Sullivan; Chris Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 24SIESeries 7Series 6
Registered states (21): California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Kentucky · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Framingham, MA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Wellesley, MA · BD capacity

Dec 7, 2020 → present
Fidelity Brokerage Services LLCCurrent
Framingham, MA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 30, 2021 → Mar 31, 2025
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Aug 27, 2008 → Nov 13, 2020
Cco Investment Services Corp.
BD capacity

Jan 9, 2003 → Aug 1, 2008
Ifmg Securities, Inc.
BD capacity

Oct 4, 2002 → Jan 7, 2003
Liberty Securities Corporation
BD capacity

Oct 10, 2000 → Dec 11, 2000
Sun Investment Services Company
BD capacity

Nov 20, 1995 → Apr 29, 1997
The Advisors Group, Inc.
BD capacity

Jun 28, 1994 → Nov 22, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2474990 ↗ FINRA BrokerCheck record for CRD 2474990 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.