James Woodrow Gillespie

CRD 2477802 · Wells Fargo Advisors · Raleigh, NC

IA RegisteredBroker

Also appears in the source record as: James Woodrow III Gillespie; Jamie Gillespie III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (5): Alabama · California · Michigan · North Carolina · South Carolina
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2477802 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Raleigh, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Raleigh, NC · BC capacity

start not retrieved → present
Suntrust Advisory Services, Inc.
Chapel Hill, NC · IA capacity

Aug 18, 2016 → Apr 2, 2018
Suntrust Investment Services, Inc.
Chapel Hill, NC · BC capacity

Feb 19, 2009 → Apr 2, 2018
Suntrust Investment Services, Inc.
Chapel Hill, NC · IA capacity

Feb 20, 2009 → Dec 31, 2016
Uvest Financial Services Group, Inc.
Anderson, SC · IA capacity

Oct 10, 2006 → Dec 11, 2008
Uvest Financial Services Group, Inc.
Anderson, SC · BC capacity

Oct 9, 2006 → Dec 11, 2008
First Citizens Investor Services, Inc.
Seneca, SC · IA capacity

Sep 9, 2004 → Aug 23, 2006
First Citizens Investor Services, Inc.
Raleigh, NC · BC capacity

Sep 9, 2004 → Aug 23, 2006
Bb&t Investment Services, Inc.
Charlotte, NC · IA capacity

Apr 8, 2002 → Sep 2, 2004
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

Jun 12, 2001 → Sep 2, 2004
Banc Of America Investment Services, Inc.
Boston, MA · BC capacity

Nov 16, 2000 → Jun 6, 2001
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Sep 15, 1997 → Mar 5, 1999
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

May 18, 1994 → Feb 17, 1995

Source & corrections

Where this page comes from

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