Michael James Miller

CRD 2480270 · Morgan Stanley · Gilbert, AZ

IA RegisteredBroker

Also appears in the source record as: Michael Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2480270 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Gilbert, AZ · IA capacity

Jan 29, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 26, 2020 → Jan 14, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 20, 2020 → Jan 14, 2025
Mountain River Securities, Inc.
BD capacity

Aug 1, 2018 → Mar 20, 2019
Axa Distributors, LLC
BD capacity

Nov 11, 2015 → Jun 19, 2017
Lpl Financial LLC
BD capacity

Sep 11, 2006 → Nov 9, 2015
Lpl Financial LLC
IA capacity

Sep 11, 2006 → Nov 9, 2015
H&r Block Financial Advisors, Inc.
IA capacity

Jul 2, 2003 → Aug 29, 2006
H&r Block Financial Advisors, Inc.
BD capacity

Apr 8, 2003 → Aug 29, 2006
Presidential Brokerage, Inc.
BD capacity

Jan 1, 2002 → Apr 9, 2003

Source & corrections

Where this page comes from

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