Daniel A Krystyniak

CRD 2480288 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Daniel P Kaye; Daniel Paul Krystyniak II; Daniel Paul Krystyniak

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (26): Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kansas · Louisiana · Maryland · Massachusetts · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Pennsylvania · South Carolina · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2480288 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
New York, NY · IA capacity

Apr 8, 2005 → Sep 10, 2007
Ubs Financial Services Inc.
New York, NY · BC capacity

Apr 8, 2005 → Sep 10, 2007
Chase Investment Services Corp.
New York, NY · IA capacity

Apr 24, 2002 → Apr 12, 2005
Chase Investment Services Corp.
Chicago, IL · BC capacity

Mar 26, 2001 → Apr 12, 2005
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Aug 12, 1998 → Mar 27, 2001
Corinthian Partners, L.L.C.
New York, NY · BC capacity

Jun 27, 1997 → Jul 16, 1998
Laidlaw Equities, Inc.
New York, NY · BC capacity

Jul 29, 1996 → Jun 18, 1997
Monitor Investment Group, Inc.
BC capacity

Jan 1, 1996 → Jul 25, 1996
Axiom Capital Management, Inc.
New York, NY · BC capacity

Sep 8, 1994 → Nov 22, 1995

Source & corrections

Where this page comes from

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