John Mannix

CRD 2480738 · Morgan Stanley · New York, NY

IA RegisteredBroker

Also appears in the source record as: John A Mannix; John Albert Mannix

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (24): Arizona · California · Colorado · Connecticut · Delaware · Florida · Hawaii · Illinois · Indiana · Kansas · Maryland · Massachusetts · Michigan · Missouri · Nebraska · Nevada · New Jersey · New York · North Carolina · South Carolina · Tennessee · Texas · Utah · Virginia
Years in the industry (source record): 32
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

Jul 29, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 13, 2015 → Jul 30, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 13, 2015 → Jul 30, 2025
Barclays Capital Inc.
IA capacity

Jan 21, 2009 → Jul 31, 2015
Barclays Capital Inc.
BD capacity

Sep 22, 2008 → Jul 31, 2015
Lehman Brothers Inc.
IA capacity

Sep 15, 2003 → Oct 15, 2008
Lehman Brothers Inc.
BD capacity

Feb 16, 1999 → Sep 22, 2008
Everen Securities, Inc.
BD capacity

Jan 1, 1997 → Feb 12, 1999
Everen Securities, Inc.
BD capacity

Jan 1, 1996 → Mar 7, 1996
Alex. Brown & Sons Incorporated
BD capacity

Aug 10, 1994 → May 2, 1995
South Richmond Securities, Inc.
BD capacity

Jul 14, 1994 → Aug 3, 1994

Source & corrections

Where this page comes from

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