Arthur Poirier
Also appears in the source record as: Arthur J Poirier; Arthur Joseph Poirier III; Arthur Joseph III Poirier; Chip Poirier III; Arthur Joseph Poirier
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 66Series 63Series 10Series 9Series 8SIESeries 7
- Registered states (26)
- Alabama · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Kentucky · Maine · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
- Years in the industry (source record)
- 32
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (11)
From the source registration record · current first
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Mar 31, 2025 → present
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Apr 24, 2019 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 8, 2019 → Mar 31, 2025
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Fidelity Brokerage Services LLCBD capacityJul 14, 2010 → Apr 4, 2018
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Fidelity Brokerage Services LLCBD capacityOct 6, 2006 → Jul 18, 2008
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Nov 24, 2005 → Oct 6, 2006
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Fidelity Brokerage Services LLCBD capacityJan 3, 1995 → Nov 23, 2005
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National Financial Services LLCBD capacityMar 1, 2005 → Nov 22, 2005
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Ids Life Insurance CompanyBD capacityJul 11, 1994 → Dec 23, 1994
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American Express Financial Advisors Inc.BD capacityJul 11, 1994 → Dec 23, 1994
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.